2 accounting services manager jobs found in New York

Overview: Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking a senior investigator to serve as an expert member of NYSE Regulation. NYSE Regulation is responsible for monitoring activities on the NYSE’s equities and options markets and enforces both the NYSE exchanges’ and their broker-dealer members' compliance with NYSE exchange rules and applicable federal securities laws. NYSE Regulation also monitors and enforces listed companies’ compliance with applicable listing standards of the NYSE exchanges. By performing these duties, NYSE Regulation supports the NYSE exchanges’ efforts to promote just and equitable principles of trade, encourage free and open markets, and protect investors and the public interest.  The individual who fills this role will work closely with the other members of the NYSE Regulation Surveillance, Investigations, Enforcement, Data Science and Regulatory Technology teams. The individual also will work closely with...

Overview: Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Analyst to join the Continued Listings team in Issuer Regulation of NYSE Regulation. This individual will serve as primary regulatory contact for an assigned group of NYSE and NYSE American issuers and their representatives, including management, financial advisors, outside counsel and auditors and work within a dynamic and cohesive team in Issuer Regulation.   Responsibilities Provide guidance and interpretation of continued listing standards, policies and procedures including financial, shareholder approval requirements and corporate governance, to all constituents. Review and analyze transactions for compliance with the shareholder approval rules and process supplemental listing applications. Assist issuers with questions and respond to queries in a timely manner.  Review and analyze periodic reports filed with the Securities and Exchange Commission and other...