1 accounting jobs found in Norwalk, CT

Overview: Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking a senior investigator to serve as an expert member of NYSE Regulation. NYSE Regulation is responsible for monitoring activities on the NYSE’s equities and options markets and enforces both the NYSE exchanges’ and their broker-dealer members' compliance with NYSE exchange rules and applicable federal securities laws. NYSE Regulation also monitors and enforces listed companies’ compliance with applicable listing standards of the NYSE exchanges. By performing these duties, NYSE Regulation supports the NYSE exchanges’ efforts to promote just and equitable principles of trade, encourage free and open markets, and protect investors and the public interest.  The individual who fills this role will work closely with the other members of the NYSE Regulation Surveillance, Investigations, Enforcement, Data Science and Regulatory Technology teams. The individual also will work closely with...