2 healthcare jobs found

Overview: Responsibilities Conduct integrated operational and compliance related testing of manual and automated controls. Develop a thorough understanding of the ICE’s North American derivatives exchange and clearinghouse operations. Assist with the completion of audit risk assessments. Complete audit assignments within established time frames and budgets. Perform independent appraisal of policies and procedures. Document audit procedures performed in accordance with departmental procedures and standards. Communicate identified control deficiencies to management effectively. Maintain effective relationships with internal stakeholders. Draft audit reports and participate in exit meetings with management to discuss findings and responses. Travel to other locations as required for internal audit and training purposes. Knowledge and Experience Minimum of Bachelor's degree or with a commitment to maintaining or obtaining appropriate professional certification (e.g....

Overview: Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Analyst to join the Continued Listings team in Issuer Regulation of NYSE Regulation. This individual will serve as primary regulatory contact for an assigned group of NYSE and NYSE American issuers and their representatives, including management, financial advisors, outside counsel and auditors and work within a dynamic and cohesive team in Issuer Regulation.   Responsibilities Provide guidance and interpretation of continued listing standards, policies and procedures including financial, shareholder approval requirements and corporate governance, to all constituents. Review and analyze transactions for compliance with the shareholder approval rules and process supplemental listing applications. Assist issuers with questions and respond to queries in a timely manner.  Review and analyze periodic reports filed with the Securities and Exchange Commission and other...