3214 compliance officer jobs found

EXPERIENCE OUR CULTURE! JOIN OUR TEAM! Recognized as a "Best Place to Work" for the 6th year in a row by Business Intelligence Group, Trust Point Inc. of Eau Claire is looking to hire a full-time Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in corporate compliance strategies and ensuring our company operates within the boundaries of applicable laws and regulations. ABOUT TRUST POINT INC. For more than 100 years, Trust Point has provided a wide array of trusted financial services to individuals, families, businesses and charitable organizations. It is our goal to provide outstanding client service in order to help our clients achieve their financial goals. Our success is a direct result of the caliber of the team we recruit. We value each of our staff members and their input. We are supportive, not only to our clients but to each other. Our CEO embodies our supportive culture and has an open-door policy. We love to show our...

The Onix Group is a longstanding organization that currently manages and operates a diverse collection of commercial real estate, hotels, long-term care facilities, addiction treatment centers, and much more. The Onix Group is headquartered in Kennett Square, but continues to grow its collection of business ventures to include operations across the Mid-Atlantic Region with ample opportunities to learn and expand with the company. We are currently looking for a Corporate Compliance Officer to Join our Team! Onix Group rewards it’s employees for their hard work and dedication to providing the best service possible, with a wide-range of benefits and perks to show we care. BENEFITS AND PERKS WE OFFER Benefits Competitive Salary Affordable Medical, Dental, and Vision Benefits for You & Your Family 401k Retirement With Company Match Company Paid Life Insurance Flexible Spending Accounts (FSA) & Health Reimbursement Accounts (HRA) Paid Time Off - Vacation, Personal, Sick...

BitPay is in search of a motivated Chief Compliance Officer (CCO) to contribute significantly to our team. As a key member of the executive team, the successful candidate will report directly to the Chief Operating Officer and handle vital aspects of our company, including risk management, licensing matters, governance as well as supervising our BSA/AML compliance program and regulatory relationships. Your expertise in this exciting journey can have a meaningful impact on our organization's success and growth! Responsibilities: Supervises the global BSA/AML, sanctions, and transaction monitoring compliance team and program, ensuring adherence to regulatory standards and best practices Responsible for national and global licensing acquisition and maintenance Responsible for overseeing compliance onboarding functions and working closely with cross departmental teams including sales, customer success and finance. Provides comprehensive compliance and risk advice to the executive team...

EXPERIENCE OUR CULTURE! JOIN OUR TEAM! Recognized as a "Best Place to Work" for the 6th year in a row by Business Intelligence Group, Trust Point Inc. of La Crosse is looking to hire a full-time Compliance Officer to join our team. As a Compliance Officer, you will play a crucial role in corporate compliance strategies and ensuring our company operates within the boundaries of applicable laws and regulations. ABOUT TRUST POINT INC. For more than 100 years, Trust Point has provided a wide array of trusted financial services to individuals, families, businesses and charitable organizations. It is our goal to provide outstanding client service in order to help our clients achieve their financial goals. Our success is a direct result of the caliber of the team we recruit. We value each of our staff members and their input. We are supportive, not only to our clients but to each other. Our CEO embodies our supportive culture and has an open-door policy. We love to show our...

LimeBank is a true community bank where decisions are made locally each day. We are the hometown Bank refreshing modern products and services. We service the most traditional customer, the convenience driven customer, and all of those in between. ARE YOU READY FOR A CHALLENGE? The Compliance Officer is responsible for developing, implementing, and administering all aspects of the bank's compliance management. The position will plan, organize, and control the bank's day-to-day administrative, lending, retail, and operational compliance activities. The Compliance Officer will also administer the financial institution's security programs. We are seeking an individual with exceptional organizational skills. If you have a passion to succeed and serve our customers, come grow with LimeBank! WHY JOIN OUR TEAM? Competitive Pay Team-centric work environment Generous paid time off Medical, Dental, Vision, and Life Insurance FSA, STD and LTD benefits Simple IRA Retirement Plan Advancement...

Position Summary: IEM is looking for a Full Time – Senior Project Financial Compliance Officer. Primary Location: Candidate must live a commutable distance to Guaynabo, PR. Position will be a fully in office role, we cannot accommodate remote work from home. Travel Requirements: This position may require travel to complete work assignments or attend meetings. Essential Functions: Monitor program activities and contracts to validate compliance with Federal Programs policies, including applicable federal and local regulations. As a minimum, the following items must be monitored: Eligibility of activities and beneficiaries; National Objectives; Financial management or procurement; Cross-cutting Federal requirements (i.e., Section 3, Davis Bacon, URA, Environmental Review, Conflicts of Interest, 2 CFR 200 requirements); Prevention of Duplication of Benefits from other sources; Program policies and procedures; Reporting and recordkeeping; or, any additional requirements...

POSITION SUMMARY The Chief Compliance Officer and Director of Risk Management is responsible for design, implementation, administration, and oversight of NARA's Compliance and Risk Management Programs. As the lead for these Programs, the Director collaborates with executive leadership to achieve the objectives of the Programs. The essential duty of the Director is to manage the Programs so as to ensure that policies, procedures, documentation, plans and administrative systems are in place and that effective education, monitoring and auditing activities support clinical, operational, and financial compliance with applicable laws and with sound risk management practices. DUTIES AND RESPONSIBILITIES GENERAL COMPLIANCE FUNCTIONS: Manages day-to-day operations of the Compliance Program to ensure that NARA adheres to relevant laws and regulations as well as grant and contract requirements. Maintains up-to-date knowledge of corporate compliance program requirements and best practices,...

SUMMARY The Compliance Officer is responsible for ensuring that the Bank and its subsidiaries remain in strict compliance with current and proposed rules and regulations and providing technical advice and expertise to operating management. PRIMARY RESPONSIBILITIES 1. Reviews current and proposed regulations in order to maintain a current and in-depth knowledge and understanding of the regulatory environment and its impact upon the financial industry and on Bank operations. 2. Advises operating management on regulatory changes and assists in implementing the required changes to existing Bank policies and procedures. Renders professional opinions and clarifications on current and proposed regulations when requested by Bank management. 3. Reports to the Bank’s Board of Directors the overall effectiveness of the bank’s compliance program on a regular basis, including monthly reporting of exceptions. Conducts monthly audit meetings with the compliance team and reporting the outcome...

Position Summary: Compliance Auditors perform professional internal auditing work, with a focus on conducting compliance audit projects, providing consulting services to organizational management and staff, and providing input to the development of the annual internal audit plan; all with emphasis on a risk-based approach designed to assist management in the attainment of their objectives. Compliance Auditors are expected to maintain all organizational and professional ethical standards and ensures Internal Audit activities are carried out in compliance with The IIA’s International Standards for the Professional Practice of Internal Auditing (Standards). Works under limited supervision with moderate latitude for initiative and independent judgment. Pay & Benefits: Salary Range: Level I- $50,000+ dependent on experience Level II- $60,000+ dependent on experience Senior Level- $80,000+ dependent on experience 100% Company-Paid Health, Dental, Vision, Life, and Long-Term...

Ready to join our team? Apply today! Make sure to check your email for follow-ups. At MicroPort, we relentlessly strive to master every detail of our medical solutions with the purpose of prolonging and reshaping the lives of patients everywhere. We welcome motivated and talented people who want to join our dynamic and inclusive company, working together to deliver meaningful medical breakthroughs. In order to accomplish this, we hold true to our core values of Quality, Integrity, Accountability, Efficiency, Innovation, Aspiration, Dedication & Collaboration. Come and join Team MicroPort! Why You’ll Love MicroPort You will find our team atmosphere challenging and rewarding. In addition to working with a world-class team, receiving a competitive base salary and bonus opportunities, our U.S. employees also enjoy the following benefits: Medical, Dental, Vision, Maternity Leave, Life Insurance, Short-Term Disability, Long-Term Disability, Bereavement, 401(k) (up to 4% match with...

Our Company: Adoration Home Health and Hospice Overview: Adoration Home Health is currently seeking an RN Administrator to help lead our skilled nursing and therapy operations in Cookeville and Crossville, TN. Our comprehensive benefits include: * Career advancement opportunities * Competitive salary + bonus potential * 401K with company match! * Tuition reimbursement + other discounts Responsibilities: Responsible for the delivery of care for all patients served by the Branch(es) by providing supervision and support to the Branch Director and/or Clinical Manager Recognizes the clinical leadership of and provides support and supervision to the clinical manager(s) to promote more effective performance and delivery of quality home care services Maintains office operations in an efficient, productive, effective, and organized manner, which provides a safe working environment for employees, meeting local ordinances and fire and safety regulations in compliance with the...

Company Description Treace’s mission is to be the leader in the surgical treatment of bunions by establishing the Lapiplasty® System as the standard of care. We are committed to operating our business with the highest standards of ethical conduct. We intend to exceed our customers’ expectations through an innovation-driven, high-velocity approach to solving treatment and surgical problems. With our products and services, our mission is to assist foot and ankle surgeons in improving patient outcomes and reducing healthcare costs, while providing rewarding experiences and opportunities for our employees and stakeholders. Job Description The Compliance Program Manager role leads and conducts auditing and monitoring for the company. This person will develop and execute auditing and monitoring plans and tactics to evaluate Treace Medical Concepts, Inc.’s (TMCI) adherence to U.S. laws and regulations and company Policies and Procedures. As a member of TMCI’s Legal and Compliance...

Overview: The Fund Administrator’s responsibilities will include servicing and managing the Company’s mutual fund trust. The fund administrator performs ‘back office’ functions, ensuring that the funds meet all regulatory requirements under the Investment Company Act of 1940. This position requires interaction with all levels of management. Essential Duties and Responsibilities Reviews and implements changes to the monthly analysis of budgets as needed Manages the fiscal year-end audit process with the Funds’ external auditor, which includes the review of financial statements, performance reporting, and other various aspects included in audit Manages the review process of Annual Report, Semi-Annual Report, and Prospectus and coordinates with all parties (both internal and external parties) Review of dividend distribution estimates and execution Prepare executive management reports for board meetings Manages invoice processing and monitor fund expenses Facilitate security fair...

POSITION: Risk Management Officer DIVISION: Legal LOCATION: North Hollywood, CA (Hybrid) WHY JOIN US: LA Family Housing is a leading homeless service provider and affordable housing developer in Los Angeles. We believe that housing is a human right, and we are invested in driving forward the innovative solutions we know are effective in ending homelessness. With over 40 years of experience, we know what works: an individualized approach that combines a continuum of housing options enriched with supportive services. In 2021, we connected nearly 12,000 people with housing resources and supportive services every year. We also own or co-own 30 interim, affordable, and supportive housing properties and have over 700 additional units of permanent supportive housing in our pipeline. Our community-based approach allows us to influence how homelessness is addressed in Los Angeles and nationwide. We take tremendous pride in positioning our staff as national leaders in innovation, best...

Caregiver is a leading Texas-based provider of services to adults with intellectual and developmental disabilities (IDD) that supports clients with the design, delivery, and management or personalized treatment plans in order to help them lead their best lives. We are looking for a Compliance Specialist to join our team! FIND YOUR PASSION. BE UNIQUE. SHARE IT WITH OTHERS. Everyone at Caregiver, Inc. Company is committed to a common goal – creating a world-class experience for our individuals. We are passionate about what we do while making a difference. We work with integrity, accountability, transparency, and compassion in everything we do because we understand those, we serve have a choice in providers. Our company provides care to people with intellectual and developmental disabilities to lead their unique lives independently. Position Summary As the Compliance Specialist, you will be responsible for supporting the company's compliance program by ensuring that all operations,...

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable possibilities for payments, commerce and markets that can help raise global economic prosperity and enhance inclusion. Our infrastructure – including USDC, a blockchain-based dollar – helps businesses, institutions and developers harness these breakthroughs and capitalize on this major turning point in the evolution of money and technology. What you'll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: Multistakeholder, Mindfulness, Driven by Excellence and High...

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable possibilities for payments, commerce and markets that can help raise global economic prosperity and enhance inclusion. Our infrastructure – including USDC, a blockchain-based dollar – helps businesses, institutions and developers harness these breakthroughs and capitalize on this major turning point in the evolution of money and technology. What you'll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: Multistakeholder, Mindfulness, Driven by Excellence and High...

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable possibilities for payments, commerce and markets that can help raise global economic prosperity and enhance inclusion. Our infrastructure – including USDC, a blockchain-based dollar – helps businesses, institutions and developers harness these breakthroughs and capitalize on this major turning point in the evolution of money and technology. What you'll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: Multistakeholder, Mindfulness, Driven by Excellence and High...

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable possibilities for payments, commerce and markets that can help raise global economic prosperity and enhance inclusion. Our infrastructure – including USDC, a blockchain-based dollar – helps businesses, institutions and developers harness these breakthroughs and capitalize on this major turning point in the evolution of money and technology. What you'll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: Multistakeholder, Mindfulness, Driven by Excellence and High...

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable possibilities for payments, commerce and markets that can help raise global economic prosperity and enhance inclusion. Our infrastructure – including USDC, a blockchain-based dollar – helps businesses, institutions and developers harness these breakthroughs and capitalize on this major turning point in the evolution of money and technology. What you'll be part of: Circle is committed to visibility and stability in everything we do. As we grow as an organization, we're expanding into some of the world's strongest jurisdictions. Speed and efficiency are motivators for our success and our employees live by our company values: Multistakeholder, Mindfulness, Driven by Excellence and High...